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US Firm Launches Compliance Platform For Investment Advisors
Tom Burroughes
27 May 2009
HedgeOp Compliance, a US firm that produces compliance software and consulting services for asset managers, has released its ComplianceTrak Adviser Platform, which is aimed at small and mid-size registered investment advisors as they come under increasingly heavy regulatory control. "A critical aspect of any investment advisor’s business is the ability to comply with Investment Adviser Act requirements, which continue to evolve as mandated by current market conditions," Bill Mulligan, chief executive of HedgeOp Compliance, said in a statement.